SourcingSourcing

SPINNAKER INVESTMENT GROUP, LLC

C32
CRD 283414·SEC 801-107671·NEWPORT BEACH, CA
AUM
$1.07B
$1B+
Est. Revenue
$10.7M
@ 1% on AUM
Est. EBITDA
$3.2M
@ 30% margin
Est. Deal Value
$25.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPINNAKER INVESTMENT GROUP, LLC
CRD
283414
SEC file #
801-107671
EIN
812550846
DBA names
—

Economics

AUM
$1.07B
AUM band
$1B+
AUM trajectory
'20'26
$292.0M → $1.07B▲ +267%
Client mix
Individuals Other643
Individuals High Net Worth259
Pension Profit Sharing Plans107
Corporations11
Charitable Organizations3

Operations

Employees (total)
11
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
5 advisors → 8 advisors▲ +60%
Primary office
NEWPORT BEACH CA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/04/2026
ADV-W filed at
—
Website
instagram.com/spinninvest(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KRONGOLD TRUST
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
KRONGOLD TRUST
MORGAN AND TRICIA CHRISTEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:instagram.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
67,834
Form 5500 Compensation Trajectory 3y
202567,834
Form 5500 Plan Count Trajectory 3y
20255
Schedule C Total Compensation
67,834
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Cik
0001911067
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-15
Edgar Last Filing Date
2026-04-08
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-08
Accession0001911067-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
8
Bc Firm IAR Count
8
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4100 MACARTHUR BLVD. SUITE 120NEWPORT BEACH, CA 92660
Business
4100 MACARTHUR BLVD. SUITE 120NEWPORT BEACH, CA 92660
Edgar EIN
812550846
Edgar Recent Filings
13F-HR2026-04-08 · 0001911067-26-000002
13F-HR2026-01-12 · 0001911067-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (8)

8
KRONGOLD, ANDREW, LAWRENCE
IAR · Executive Officer · 2.5%
6094017
CHRISTEN, MORGAN, ROBERT
IAR · Executive Officer · 2.5%
2395180
STAPLETON, JOSEPH, MUIR
IAR · Executive Officer · 2.5%
5617995
Eric Michael Frazier
IAR
7408835
Anika Christine Wilson
IAR
7320582
ANTHONY MICHAEL PUMA
IAR
5520249
Chase Gabriel Eagan
IAR
7694528
Sonny David Edward Licata
IAR
6636437