TRANQUILITY PARTNERS, LLC

C35
CRD 283478·SEC 801-113232·BRENTWOOD, TN
AUM
$897.0M
$500M-$1B
Est. Revenue
$9.0M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRANQUILITY PARTNERS, LLC
CRD
283478
SEC file #
801-113232
EIN
811414722
DBA names

Economics

AUM
$897.0M
AUM band
$500M-$1B
AUM trajectory
'20'26
$176.3M → $897.0M▲ +409%
Client mix
Individuals Other143
Individuals High Net Worth100
Charitable Organizations2
Corporations2
Pension Profit Sharing Plans1

Operations

Employees (total)
7
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
5 advisors → 7 advisors▲ +40%
Primary office
BRENTWOOD TN
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/03/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAKER, JAMES, GOLLADAY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BAKER, JAMES, GOLLADAY
Crawford, John, Kerstan
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:tranquility.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001783773
Edgar Registered
Yes
Edgar Filing Count
28
Edgar First Filing Date
2019-08-13
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
28
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0002085853-26-000420

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
5214 MARYLAND WAY SUITE 405BRENTWOOD, TN 37027
Business
5214 MARYLAND WAY SUITE 405BRENTWOOD, TN 37027
Edgar EIN
811414722
Edgar Recent Filings
13F-HR2026-04-20 · 0002085853-26-000420
13F-HR2026-02-03 · 0002085853-26-000174
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2850941
Trust Company Affiliate
No