SourcingSourcing

MASTODON ADVISORY GROUP, LLC

C38
CRD 283494·SEC 801-121403
AUM
$492.5M
$100M-$500M
Est. Revenue
$4.9M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$11.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MASTODON ADVISORY GROUP, LLC
CRD
283494
SEC file #
801-121403
EIN
—
DBA names
Mastodon Advisory Group

Economics

AUM
$492.5M
AUM band
$100M-$500M
AUM trajectory
'22'26
$104.3M → $492.5M▲ +372%
Client mix
—

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
1 advisors → 1 advisors▬ 0%
Primary office
—
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
linkedin.com/company/mastodon-advisory-group(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BANE, WARREN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BANE, WARREN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:mastodon.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Top Owner CRD
4958383
Trust Company Affiliate
No

People (1)

1
BANE, WARREN
IAR · Direct Owner · 87.5%
4958383