SourcingSourcing

CAPITALA PRIVATE ADVISORS, LLC

C35
CRD 283527·SEC 801-107897·CHARLOTTE, NC
AUM
$505.1M
$500M-$1B
Est. Revenue
$5.1M
@ 1% on AUM
Est. EBITDA
$1.5M
@ 30% margin
Est. Deal Value
$12.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITALA PRIVATE ADVISORS, LLC
CRD
283527
SEC file #
801-107897
EIN
811406626
DBA names
—

Economics

AUM
$505.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$332.6M → $505.1M▲ +52%
Client mix
Other8
Pooled Investment Vehicles4

Operations

Employees (total)
16
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'20'26
26 advisors → 14 advisors▼ -46%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
capitalagroup.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAPITALA INVESTMENT ADVISORS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
CAPITALA INVESTMENT ADVISORS, LLC
ALALA, JOSEPH, BASIL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPITALAGROUP.COM
Rdap Domain Creation Date
2012-02-20T21:30:31Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001672003
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2016-04-14
Edgar Last Filing Date
2019-04-09
Edgar Form D Count
2
Edgar Form D Offerings
2017-08-172017-08-17 · 0001461373-17-000037
2016-04-142016-04-14 · 0001461373-16-000079

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank11
E*trade4
Edgar Addresses
Mailing
4201 CONGRESS STREETSUITE 360CHARLOTTE, NC 28209
Business
4201 CONGRESS STREETSUITE 360CHARLOTTE, NC 28209
Edgar EIN
811406626
Edgar Recent Filings
ADV-H-T2019-04-09 · 9999999997-19-002692
D2017-08-17 · 0001461373-17-000037
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2032-02-20T21:30:31Z
Rdap Domain Last Changed
2022-09-11T04:38:51Z
Rdap Nameservers
Ns29.domaincontrol.comNs30.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
166301
Trust Company Affiliate
No

People (5)

5
CAPITALA INVESTMENT ADVISORS, LLC
Direct Owner · 87.5%
166301
JOSEPH BASIL ALALA
Executive Officer · 2.5%
6029964
ARNALL, STEVE
Executive Officer · 2.5%
7198185
BROYHILL, MARKHAM, HUNT
Executive Officer · 2.5%
2962433
KOONTS, KEVIN
Executive Officer · 2.5%
7197188