SourcingSourcing

RIVERWATER PARTNERS LLC

C33
CRD 283540·SEC 801-117635·MILWAUKEE, WI
AUM
$660.9M
$500M-$1B
Est. Revenue
$6.6M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$15.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIVERWATER PARTNERS LLC
CRD
283540
SEC file #
801-117635
EIN
812333271
DBA names
—

Economics

AUM
$660.9M
AUM band
$500M-$1B
AUM trajectory
'20'26
$570.0M → $660.9M▲ +16%
Client mix
Individuals High Net Worth87
Individuals Other74
Charitable Organizations15
Other Investment Advisers7
Corporations2

Operations

Employees (total)
11
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
5 advisors → 8 advisors▲ +60%
Primary office
MILWAUKEE WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/27/2026
ADV-W filed at
—
Website
linkedin.com/company/riverwater-partners-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PECK, ADAM, JONATHAN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
PECK, ADAM, JONATHAN
PECK, LAURA, LEIGH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
19,443
Form 5500 Compensation Trajectory 3y
202519,443
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
19,443
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001882572
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-01-31
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001941040-26-000302

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1433 N WATER STREETSUITE 303MILWAUKEE, WI 53202
Business
1433 N. WATER STREETSUITE 303MILWAUKEE, WI 53202
Edgar EIN
812333271
Edgar Recent Filings
13F-HR2026-05-08 · 0001941040-26-000302
13F-HR2026-02-12 · 0001941040-26-000105
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3217981
Trust Company Affiliate
No

People (9)

9
PECK, ADAM, JONATHAN
IAR · Direct Owner · 37.5%
3217981
PECK, LAURA, LEIGH
Direct Owner · 37.5%
6661437
DRVARIC, MATTHEW, MICHAEL
IAR · Direct Owner · 7.5%
5476594
FOX, KIRK, SCOTT
Executive Officer · 2.5%
3046435
POMBRA, MANOJ, KUMAR
Executive Officer · 2.5%
1993850
Elizabeth Ann Gauthier
IAR
7962021
John Connor Doak
IAR
7431241
BRIAN J GIGL
IAR
4655158
Nathan Fredrick
IAR
7013666