SUNBURST FINANCIAL GROUP, LLC

CRD

283605

SEC file #

801-107720

EIN

202550493

DBA names

—

Economics

AUM

$808.1M

AUM band

$500M-$1B

AUM trajectory

'20 · $237.8M

'21 · $303.1M

'22 · $493.7M

'23 · $493.7M

'25 · $699.0M

'26 · $808.1M

'20'26

$237.8M → $808.1M▲ +240%

sec adv history

Client mix

Individuals Other	609
Individuals High Net Worth	256
Pension Profit Sharing Plans	12

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 4 advisors

'21 · 6 advisors

'22 · 8 advisors

'23 · 8 advisors

'25 · 6 advisors

'26 · 6 advisors

'20'26

4 advisors → 6 advisors▲ +50%

sec adv history

Primary office

VESTAVIA HILLS AL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

04/21/2026

ADV-W filed at

—

Website

sunburstfinancial.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

MARTIN, JAMES, RANDOLPH

Top Owner Pct

37.5

Top Owner Entity Kind

Owner Count

Control Persons

MARTIN, JAMES, RANDOLPH

RHEA, ROBERT, BARRY

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

SUNBURSTFINANCIAL.COM

Rdap Domain Creation Date

2008-04-01T14:37:16Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Form 5500 Plan Count

Form 5500 Total Compensation

94,812

Form 5500 Compensation Trajectory 3y

2025

94,812

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

94,812

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001800158

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2020-01-30

Edgar Last Filing Date

2026-04-13

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-13

Accession0001800158-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3105

Soi Zip Pct 200k Plus

0.14

Soi Zip Returns 200k Plus

2150

Soi Zip Total AGI

1,885,020

Fdic Zip Total Deposits

31,485,544,000

Fdic Zip Branch Count

468

Fdic Zip Top Banks

Regions Bank

Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

600 VESTAVIA PARKWAYSUITE 100VESTAVIA HILLS, AL 35216

Business

600 VESTAVIA PARKWAYSUITE 100VESTAVIA HILLS, AL 35216

Edgar EIN

202550493

Edgar Recent Filings

13F-HR/A2026-04-13 · 0001800158-26-000003

13F-HR2026-04-08 · 0001800158-26-000002

Fdic Zip Branches Raw

First Alabama BankVestavia Hills, AL

First Alabama BankBirmingham, AL

Fdic Zip HHI

1388.69

Fdic Zip Top Bank Share Pct

33.22

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2031-04-01T14:37:16Z

Rdap Domain Last Changed

2026-04-02T17:05:56Z

Rdap Nameservers

Ns61.domaincontrol.comNs62.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	48,972
Returns	3,980

Stub 2

AGI	121,876
Returns	3,310

Stub 3

AGI	128,082
Returns	2,090

Soi Zip Total Business Income

85,880

Soi Zip Total Cap Gains

181,649

Soi Zip Total Dividends

57,369

Soi Zip Total Returns

15,360

Top Owner CRD

1620186

Trust Company Affiliate