SourcingSourcing

HPE CAPITAL MANAGEMENT II, LLC

C31
CRD 283607·SEC 801-117101·CINCINNATI, OH
AUM
$840.5M
$500M-$1B
Est. Revenue
$8.4M
@ 1% on AUM
Est. EBITDA
$2.5M
@ 30% margin
Est. Deal Value
$20.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HPE CAPITAL MANAGEMENT II, LLC
CRD
283607
SEC file #
801-117101
EIN
—
DBA names
—

Economics

AUM
$840.5M
AUM band
$500M-$1B
AUM trajectory
'20'26
$215.0M → $840.5M▲ +291%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
hauserprivateequity.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAUSER, MARK, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HAUSER, MARK, JOHN
RIOLA, PHILIP, GEORGE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HAUSERPRIVATEEQUITY.COM
Rdap Domain Creation Date
2012-09-12T18:53:07Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-09-12T18:53:07Z
Rdap Domain Last Changed
2024-01-23T05:59:18Z
Rdap Nameservers
Cp-ns5.immedion.comCp-ns6.immedion.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1108603
Trust Company Affiliate
No

People (3)

3
HAUSER, MARK, JOHN
Direct Owner · 87.5%
1108603
RIOLA, PHILIP, GEORGE
Executive Officer · 2.5%
7241920
SWANSON, PAUL, MICHAEL
Executive Officer · 2.5%
6327560