TEPP RIA LLC

CRD

283899

SEC file #

801-131621

EIN

812066352

DBA names

Tepp Wealth Management

Economics

AUM

$195.7M

AUM band

$100M-$500M

AUM trajectory

'25 · $145.9M

'26 · $195.7M

'25'26

$145.9M → $195.7M▲ +34%

sec adv history

Client mix

Individuals Other	97
Individuals High Net Worth	52

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 2 advisors

'26 · 3 advisors

'25'26

2 advisors → 3 advisors▲ +50%

sec adv history

Primary office

WESTFIELD NJ

Branches

—

Custodian & Brokerage

Primary custodian

Fidelitylow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/26/2026

ADV-W filed at

—

Website

teppwealth.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

TEPP, DAVID

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

TEPP, DAVID

TEPP, TARA

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

TEPPWEALTH.COM

Rdap Domain Creation Date

2022-02-27T13:00:18Z

Rdap Firm Age Years

Rdap Firm Age Band

<5y

Rdap Registrar

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002055925

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-02-12

Edgar Last Filing Date

2026-04-22

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-22

Accession0002055925-26-000004

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.5941

Soi Zip Pct 200k Plus

0.425

Soi Zip Returns 200k Plus

6,010

Soi Zip Total AGI

4,377,466

Fdic Zip Total Deposits

53,462,564,000

Fdic Zip Branch Count

428

Fdic Zip Top Banks

Bank of America, National Association

PNC Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Fidelity	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

210 ELMER STREETWESTFIELD, NJ 07090

Business

210 ELMER STREETWESTFIELD, NJ 07090

Edgar EIN

812066352

Edgar Recent Filings

13F-HR2026-04-22 · 0002055925-26-000004

13F-HR2026-02-04 · 0002055925-26-000001

Fdic Zip Branches Raw

The Central Jersey Bank and Trust CompanyWestfield, NJ

Fdic Zip HHI

815.02

Fdic Zip Top Bank Share Pct

18.02

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-02-27T13:00:18Z

Rdap Domain Last Changed

2026-01-28T08:03:13Z

Rdap Nameservers

Dns101.register.comDns102.register.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	23,660
Returns	2,550

Stub 2

AGI	44,643
Returns	1,210

Stub 3

AGI	66,456
Returns	1,060

Soi Zip Total Business Income

138,193

Soi Zip Total Cap Gains

356,634

Soi Zip Total Dividends

140,694

Soi Zip Total Returns

14,140

Top Owner CRD

6146562

Trust Company Affiliate