SourcingSourcing

BURNHAM STERLING ASSET MANAGEMENT LLC

C47
CRD 283907·SEC 801-130731·COS COB, CT
AUM
$206.8M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$621K
@ 30% margin
Est. Deal Value
$5.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BURNHAM STERLING ASSET MANAGEMENT LLC
CRD
283907
SEC file #
801-130731
EIN
000000000
DBA names
—

Economics

AUM
$206.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$194.6M → $206.8M▲ +6%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
COS COB CT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
burnhamsterling.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BSAM HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
BSAM HOLDINGS LLC
LEE, JOONHO
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BURNHAMSTERLING.COM
Rdap Domain Creation Date
2010-05-05T20:26:55Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002005254
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2023-12-20
Edgar Last Filing Date
2025-12-16
Edgar Form D Count
3
Edgar Form D Offerings
2025-12-162025-12-16 · 0002005254-25-000002
2024-12-182024-12-18 · 0002005254-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Wells Fargo2
Edgar Addresses
Mailing
29 RIVER ROAD, SUITE 102COS COB, CT 06807
Business
29 RIVER ROAD, SUITE 102COS COB, CT 06807
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-12-16 · 0002005254-25-000002
D/A2024-12-18 · 0002005254-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-05-05T20:26:55Z
Rdap Domain Last Changed
2025-05-06T17:02:06Z
Rdap Nameservers
Pdns01.domaincontrol.comPdns02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (2)

2
JOONHO LEE
Executive Officer · 2.5%
2900218
MICHAEL DICKEY MORGAN
Executive Officer · 2.5%
3176778