SourcingSourcing

FOGARTY WEALTH MANAGEMENT, INC.

B59
CRD 283998·SEC 801-131064·MISSOURI CITY, TX
AUM
$135.3M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$406K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FOGARTY WEALTH MANAGEMENT, INC.
CRD
283998
SEC file #
801-131064
EIN
—
DBA names
—

Economics

AUM
$135.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$119.5M → $135.3M▲ +13%
Client mix
Individuals Other86
Individuals High Net Worth60
Corporations4

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
MISSOURI CITY TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/06/2026
ADV-W filed at
—
Website
fogartywm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FOGARTY, FREDERICK, CHARLES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
FOGARTY, FREDERICK, CHARLES
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FOGARTYWM.COM
Rdap Domain Creation Date
2016-06-13T13:48:36Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3972
Soi Zip Pct 200k Plus
0.1581
Soi Zip Returns 200k Plus
6,260
Soi Zip Total AGI
4,981,077
Fdic Zip Total Deposits
24,540,162,000
Fdic Zip Branch Count
440
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab4
E*trade4
Fdic Zip Branches Raw
First Interstate Bank of Texas, National AssociationMissouri City, TX
First Interstate Bank of Texas, National AssociationMissouri City, TX
Fdic Zip HHI
1307.13
Fdic Zip Top Bank Share Pct
27.39
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-13T13:48:36Z
Rdap Domain Last Changed
2025-06-14T17:00:41Z
Rdap Nameservers
Ns63.domaincontrol.comNs64.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI107,262
Returns8,940
Stub 2
AGI229,872
Returns6,270
Stub 3
AGI304,470
Returns4,910
Soi Zip Total Business Income
96,716
Soi Zip Total Cap Gains
241,145
Soi Zip Total Dividends
92,764
Soi Zip Total Returns
39,600
Top Owner CRD
4341136
Trust Company Affiliate
No

People (1)

1
FOGARTY, FREDERICK, CHARLES
IAR · Direct Owner · 87.5%
4341136