SourcingSourcing

TTP INVESTMENTS, INC.

C37
CRD 284082·SEC 801-107967·SAN JOSE, CA
AUM
$570.6M
$500M-$1B
Est. Revenue
$5.7M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TTP INVESTMENTS, INC.
CRD
284082
SEC file #
801-107967
EIN
811624307
DBA names
—

Economics

AUM
$570.6M
AUM band
$500M-$1B
AUM trajectory
'20'26
$154.3M → $570.6M▲ +270%
Client mix
Individuals Other226
Individuals High Net Worth155
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
SAN JOSE CA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
ttp-investments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WILLNER, HARRIS, WAYNE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
WILLNER, HARRIS, WAYNE
WILLNER, HARRISON, CLAY
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TTP-INVESTMENTS.COM
Rdap Domain Creation Date
2016-02-17T18:52:25Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001682576
Edgar Registered
Yes
Edgar Filing Count
30
Edgar First Filing Date
2018-02-09
Edgar Last Filing Date
2026-04-16
Edgar 13f Count
28
Edgar 13f Latest AUM Estimate
Filing Date2026-04-16
Accession0001172661-26-001503

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
1978 THE ALAMEDASAN JOSE, CA 95126
Business
1978 THE ALAMEDASAN JOSE, CA 95126
Edgar EIN
811624307
Edgar Recent Filings
13F-HR2026-04-16 · 0001172661-26-001503
13F-HR2026-01-28 · 0001172661-26-000358
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-17T18:52:25Z
Rdap Domain Last Changed
2023-12-19T09:27:32Z
Rdap Nameservers
Connect1.squarespacedns.comConnect2.squarespacedns.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
3146767
Trust Company Affiliate
No

People (4)

4
WILLNER, HARRIS, WAYNE
IAR · Direct Owner · 87.5%
3146767
WILLNER, HARRISON, CLAY
IAR · Direct Owner · 17.5%
6171789
JONES, LESLEY, LYNN
Executive Officer · 2.5%
4636524
Peter M Ta
IAR
7815638