SourcingSourcing

C2C WEALTH MANAGEMENT, LLC

B59
CRD 284148·SEC 801-110173·SCOTTSDALE, AZ
AUM
$179.8M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$539K
@ 30% margin
Est. Deal Value
$4.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
C2C WEALTH MANAGEMENT, LLC
CRD
284148
SEC file #
801-110173
EIN
814116474
DBA names
—

Economics

AUM
$179.8M
AUM band
$100M-$500M
AUM trajectory
'20'26
$398.7M → $179.8M▼ -55%
Client mix
Individuals Other269
Individuals High Net Worth55

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
4 advisors → 1 advisors▼ -75%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
c2cwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CROWN CANYON CAPITAL, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
CROWN CANYON CAPITAL, LLC
GROMAN, KEVIN, JAMES
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
C2CWEALTH.COM
Rdap Domain Creation Date
2016-07-07T19:27:11Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001868903
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-23
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0001951757-26-000648

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.59
Soi Zip Pct 200k Plus
0.3583
Soi Zip Returns 200k Plus
2150
Soi Zip Total AGI
1,775,620
Fdic Zip Total Deposits
5,068,246,000
Fdic Zip Branch Count
39
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
32531 N SCOTTSDALE RDSTE 105-121SCOTTSDALE, AZ 85266
Business
32531 N SCOTTSDALE RDSTE 105-121SCOTTSDALE, AZ 85266
Edgar EIN
814116474
Edgar Recent Filings
13F-HR2026-04-20 · 0001951757-26-000648
13F-HR2026-01-21 · 0001951757-26-000263
Fdic Zip Branches Raw
JPMorgan Chase Bank, National AssociationScottsdale, AZ
Wells Fargo Bank, National AssociationScottsdale, AZ
Fdic Zip HHI
5550.76
Fdic Zip Top Bank Share Pct
73.71
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-07T19:27:11Z
Rdap Domain Last Changed
2022-09-22T10:03:44Z
Rdap Nameservers
Ns77.domaincontrol.comNs78.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI10,485
Returns920
Stub 2
AGI21,887
Returns600
Stub 3
AGI31,332
Returns500
Soi Zip Total Business Income
53,377
Soi Zip Total Cap Gains
245,506
Soi Zip Total Dividends
100,398
Soi Zip Total Returns
6,000
Trust Company Affiliate
No

People (2)

2
GROMAN, KEVIN, JAMES
Direct Owner · 87.5%
7872324
LOUIS FRANK CHEREGOTIS
IAR
2793077