SourcingSourcing

RETIREWISE TAX AND WEALTH ADVISORS, INC.

C40
CRD 284394·SEC 801-129853·TOPEKA, KS
AUM
$242.8M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$729K
@ 30% margin
Est. Deal Value
$5.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RETIREWISE TAX AND WEALTH ADVISORS, INC.
CRD
284394
SEC file #
801-129853
EIN
821306760
DBA names
—

Economics

AUM
$242.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$170.1M → $242.8M▲ +43%
Client mix
Individuals Other183
Individuals High Net Worth79
Pension Profit Sharing Plans32

Operations

Employees (total)
10
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'25'26
7 advisors → 7 advisors▬ 0%
Primary office
TOPEKA KS
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUM

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
facebook.com/retirewisepath(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VOGEL, JONATHAN, MICHAEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
VOGEL, JONATHAN, MICHAEL
VOGEL, JEFFRY, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:retirewisetax.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
1,858,325
Form 5500 Compensation Trajectory 3y
20251,858,325
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
1,858,325
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001761755
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2019-02-13
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001580642-26-003153

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.216
Soi Zip Pct 200k Plus
0.0411
Soi Zip Returns 200k Plus
650
Soi Zip Total AGI
1,236,843
Fdic Zip Total Deposits
29,662,059,000
Fdic Zip Branch Count
510
Fdic Zip Top Banks
Capitol Federal Savings Bank
UMB Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
TRAVERSE RIDGE CENTER II3450 TRIUMPH BLVDLEHI, UT 84043
Business
TRAVERSE RIDGE CENTER II3450 TRIUMPH BLVDLEHI, UT 84043
Edgar EIN
821306760
Edgar Recent Filings
13F-HR2026-05-13 · 0001580642-26-003153
13F-HR2026-02-11 · 0001580642-26-000991
Fdic Zip Branches Raw
Fidelity State Bank and Trust CompanyTopeka, KS
Capital City State Bank & Trust CompanyTopeka, KS
Fdic Zip HHI
1446.04
Fdic Zip Top Bank Share Pct
33.15
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI47,208
Returns3,770
Stub 2
AGI156,016
Returns4,170
Stub 3
AGI165,971
Returns2,690
Soi Zip Total Business Income
26,874
Soi Zip Total Cap Gains
33,047
Soi Zip Total Dividends
24,252
Soi Zip Total Returns
15,830
Top Owner CRD
6163358
Trust Company Affiliate
No

People (7)

7
VOGEL, JONATHAN, MICHAEL
IAR · Direct Owner · 62.5%
6163358
VOGEL, JEFFRY, ALAN
IAR · Direct Owner · 37.5%
1633200
VOGEL, ANDREW, BRENT
IAR · Direct Owner · 7.5%
7954006
TYLER PAUL FEIST
IAR
7732689
Travis Heath Jantz
IAR
8050104
ZEBADIAH T. ELLIOTT
IAR
8144326
Zachary Christopher Hogan
IAR
6582798