SourcingSourcing

ASANA PARTNERS, LP

C21
CRD 284477·SEC 801-108166·CHARLOTTE, NC
AUM
$8.35B
$1B+
Est. Revenue
$83.5M
@ 1% on AUM
Est. EBITDA
$25.1M
@ 30% margin
Est. Deal Value
$200.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ASANA PARTNERS, LP
CRD
284477
SEC file #
801-108166
EIN
412671819
DBA names
—

Economics

AUM
$8.35B
AUM band
$1B+
AUM trajectory
'20'26
$2.53B → $8.35B▲ +230%
Client mix
Pooled Investment Vehicles9

Operations

Employees (total)
125
Advisory staff (per ADV)
61
Advisory staff (5-yr trend)
'20'26
23 advisors → 61 advisors▲ +165%
Primary office
CHARLOTTE NC
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financialmedium confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/28/2026
ADV-W filed at
—
Website
linkedin.com/company/asana-partners(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TOMPKINS, JASON, KEITH
Top Owner Pct
17.5
Top Owner Entity Kind
I
Owner Count
19
Control Persons
TOMPKINS, JASON, KEITH
JKT IRREVOCABLE TRUST 2021
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:asana.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
3
Form 5500 Total Participants
4,754
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20243
Schedule C Service Provider Rows
3

SEC EDGAR

Edgar Cik
0002102242
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2026-02-06
Edgar Last Filing Date
2026-02-06
Edgar Form D Count
1
Edgar Form D Offerings
2026-02-062026-02-06 · 0002102242-26-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Lpl Financial1
Full
Wells Fargo10
U.s. Bank8
Jpmorgan8
E*trade4
Lpl Financial1
Edgar Addresses
Mailing
2151 HAWKINS STREETSUITE 1110CHARLOTTE, NC 28203
Business
2151 HAWKINS STREETSUITE 1110CHARLOTTE, NC 28203
Edgar EIN
412671819
Edgar Recent Filings
D2026-02-06 · 0002102242-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4351655
Trust Company Affiliate
No

People (12)

12
TOMPKINS, JASON, KEITH
Direct Owner · 17.5%
4351655
BLACK, RICHARD, SETH
Executive Officer · 2.5%
7525218
BROWN, TERRY, STEVEN
Executive Officer · 2.5%
4335082
ALEX W DELPLECHE
Executive Officer · 2.5%
6843617
JUDD, SAMUEL, EMLEN
Executive Officer · 2.5%
3159555
MIKI ANNE KAMIJYO
Executive Officer · 2.5%
6463283
KRACKE, REED, ALEXANDER
Executive Officer · 2.5%
7525232
NEUDORFF, STEFAN, CHRISTIAN
Executive Officer · 2.5%
7715466
PONDER, WILLIAM, MILTON
Executive Officer · 2.5%
7525233
BROWN, LISA, C.
Executive Officer · 2.5%
7353581
JUDD, LAURA, ELIZABETH
Executive Officer · 2.5%
7529509
TOMPKINS, KRISTEN, LEA
Executive Officer · 2.5%
7528976