SPG ADVISORS LLC

CRD

284496

SEC file #

801-118756

EIN

611796928

DBA names

—

Economics

AUM

$535.4M

AUM band

$500M-$1B

AUM trajectory

'21 · $150.0M

'22 · $233.5M

'23 · $268.7M

'25 · $462.8M

'26 · $535.4M

'21'26

$150.0M → $535.4M▲ +257%

sec adv history

Client mix

Individuals Other	533
Individuals High Net Worth	159

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'21 · 9 advisors

'22 · 7 advisors

'23 · 7 advisors

'25 · 6 advisors

'26 · 8 advisors

'21'26

9 advisors → 8 advisors▼ -11%

sec adv history

Primary office

KIRKLAND WA

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsSelection of other advisersPublication of periodicals

Fee basis

% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing

03/27/2026

youtube.com/user/soundplanning/videos

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

SPG WEALTH MANAGEMENT VOTING

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

SPG WEALTH MANAGEMENT VOTING

Downs, Loren, David

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:youtube.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001843253

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2025-08-18

Edgar Last Filing Date

2026-05-14

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-14

Accession0001214659-26-006141

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.4678

Soi Zip Pct 200k Plus

0.2331

Soi Zip Returns 200k Plus

6,190

Soi Zip Total AGI

4,429,244

Fdic Zip Total Deposits

21,451,514,000

Fdic Zip Branch Count

345

Fdic Zip Top Banks

Bank of America, National Association

JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

11411 NE 124TH STREET, SUITE 255KIRKLAND, WA 98034

Business

11411 NE 124TH STREET, SUITE 255KIRKLAND, WA 98034

Edgar EIN

611796928

Edgar Recent Filings

13F-HR2026-05-14 · 0001214659-26-006141

13F-HR2026-02-13 · 0001214659-26-001651

Fdic Zip Branches Raw

University Savings BankKirkland, WA

Redmond National BankRedmond, WA

Fdic Zip HHI

1742.66

Fdic Zip Top Bank Share Pct

33.51

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	49,359
Returns	4,270

Stub 2

AGI	140,910
Returns	3,730

Stub 3

AGI	214,310
Returns	3,460

Soi Zip Total Business Income

86,819

Soi Zip Total Cap Gains

270,214

Soi Zip Total Dividends

95,854

Soi Zip Total Returns

26,550

Trust Company Affiliate