ONEASCENT FINANCIAL SERVICES LLC

CRD

284549

SEC file #

801-108265

EIN

915448947

DBA names

—

Economics

AUM

$3.54B

AUM band

$1B+

AUM trajectory

'20 · $278.9M

'21 · $351.4M

'22 · $216.7M

'23 · $385.4M

'25 · $2.61B

'26 · $3.54B

'20'26

$278.9M → $3.54B▲ +1169%

sec adv history

Client mix

Individuals Other	4,324
Individuals High Net Worth	804
Pension Profit Sharing Plans	70
Charitable Organizations	45
Corporations	36

Operations

Employees (total)

161

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 18 advisors

'21 · 21 advisors

'22 · 19 advisors

'23 · 20 advisors

'25 · 57 advisors

'26 · 74 advisors

'20'26

18 advisors → 74 advisors▲ +311%

sec adv history

Primary office

BIRMINGHAM AL

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

04/28/2026

ADV-W filed at

—

Website

hampton-square.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

ONEASCENT HOLDINGS LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

ONEASCENT HOLDINGS LLC

Grubb, Robert, Wayne

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

HAMPTON-SQUARE.COM

Rdap Domain Creation Date

2015-06-03T17:51:25Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

459,795

Form 5500 Compensation Trajectory 3y

2025

459,795

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

459,795

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001780985

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2019-08-15

Edgar Last Filing Date

2026-04-21

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-04-21

Accession0001780985-26-000002

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Fidelity	4
E*trade	4
Lpl Financial	1

adv brochure

Edgar Addresses

Mailing

23 INVERNESS CENTER PARKWAYBIRMINGHAM, AL 35242

Business

23 INVERNESS CENTER PARKWAYBIRMINGHAM, AL 35242

Edgar EIN

915448947

Edgar Recent Filings

13F-HR2026-04-21 · 0001780985-26-000002

13F-HR2026-02-11 · 0001780985-26-000001

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-06-03T17:51:25Z

Rdap Domain Last Changed

2025-06-04T12:39:28Z

Rdap Nameservers

Ns61.domaincontrol.comNs62.domaincontrol.com

Rdap Secure Dns Enabled

Rdap Status

Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited

Trust Company Affiliate

IAR · Executive Officer · 2.5%

People (52)

PEARSON, HARRY, NOBLE

2847191

Grubb, Robert, Wayne

Executive Officer · 2.5%

6618081

ASHLEIGH COOPER SWAYZE

Executive Officer · 2.5%

Nicholas David Wurster

Colby Alan Keeton Gilmore

7570071

Benjamin Jonathan Craft

6748644

MATTHEW ROBERT DORWEILER

WESLEY MICHAEL HODGES

Alexander Garret Peloquin

6440592

Joseph Fitzgerald Kuckel

JUSTIN CHARLES CRAMER

SUZUANNE MARIE FOSTER

MITCHELL STANLEY MARTIN