COLARION LLC

CRD

284588

SEC file #

801-129369

EIN

000000000

DBA names

Colarion

Economics

AUM

$188.3M

AUM band

$100M-$500M

AUM trajectory

'25 · $167.9M

'26 · $188.3M

'25'26

$167.9M → $188.3M▲ +12%

sec adv history

Client mix

Individuals High Net Worth	54
Individuals Other	41
Pooled Investment Vehicles	1

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'25 · 3 advisors

'26 · 3 advisors

'25'26

3 advisors → 3 advisors▬ 0%

sec adv history

Primary office

MOUNTAIN BROOK AL

Branches

Count

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPension consulting

Fee basis

% of AUM

Filings

Latest ADV filing

03/20/2026

linkedin.com/in/jon-gauthier-cfp(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

HASKELL, SAMUEL, DRAYTON

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

HASKELL, SAMUEL, DRAYTON

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Website Staleness Score

0.989

Wayback Last Material Change

2015-08-01T08:50:38.000Z

Wayback Snapshot Count

Wayback Snapshots Last 12mo

Wayback First Snapshot

2013-04-27T11:45:55.000Z

Wayback Last Snapshot

2026-02-09T08:20:10.000Z

Rdap Domain

COLARION.COM

Rdap Domain Creation Date

2012-09-26T12:12:18Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001875152

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2021-07-28

Edgar Last Filing Date

2021-07-28

Edgar Form D Count

Edgar Form D Offerings

2021-07-282021-07-28 · 0001875152-21-000001

Local market & wealth

Rank targets by how wealthy the local market is

Census Median Hh Income

102,163

Census High Income Households

2022

Census Median Age

39.7

Census Pop 65 66 Total

641

Census Total Households

8,927

Census NAICS 523930 Count

Fdic Zip Total Deposits

27,814,830,000

Fdic Zip Branch Count

315

Fdic Zip Top Banks

Nexity Bank

Regions Bank

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (30)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Census Bachelors Plus Count

5,394

Census Median Home Value

458,000

Census NAICS 523930 Employees

Census Unemployed Count

275

Census Zip

35243

Custodian Candidates

Full

Charles Schwab	6
Interactive Brokers	5
E*trade	4

adv brochure

Edgar Addresses

Mailing

3179 GREEN VALLEY RD #305VESTAVIA, AL 35243

Business

2100 MORRIS AVEBIRMINGHAM, AL 35243

Edgar EIN

000000000

Edgar Recent Filings

D2021-07-28 · 0001875152-21-000001

Fdic Zip Branches Raw

First Alabama BankCahaba Heights, AL

Highland BankBirmingham, AL

Fdic Zip HHI

1187.07

Fdic Zip Top Bank Share Pct

20.23

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2028-09-26T12:12:18Z

Rdap Domain Last Changed

2023-07-03T19:50:07Z

Rdap Nameservers

Dns1.registrar-servers.comDns2.registrar-servers.com

Rdap Secure Dns Enabled

Yes

Rdap Status

Client Transfer Prohibited

Top Owner CRD

2632749

Trust Company Affiliate

Wayback Avg Days Between Changes

825.9

Wayback Closest Snapshot Ts

2026-02-09T08:20:10.000Z

Wayback Closest Snapshot Url

http://web.archive.org/web/20260209082010/http://colarion.com/

Wayback Distinct Digest Count