SourcingSourcing

MIDDLETON & COMPANY

C48
CRD 284996·SEC 801-131399·VANCOUVER, WA
AUM
$131.3M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$394K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MIDDLETON & COMPANY
CRD
284996
SEC file #
801-131399
EIN
042941854
DBA names
—

Economics

AUM
$131.3M
AUM band
$100M-$500M
AUM trajectory
'25'26
$110.0M → $131.3M▲ +19%
Client mix
Individuals Other72
Individuals High Net Worth43

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
VANCOUVER WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
04/24/2026
ADV-W filed at
—
Website
instagram.com/middletoncompanysabbatical(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Abascal, Kailie, Middleton
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
Abascal, Kailie, Middleton
Anderson, Taylor, Colby
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:middleton.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
24
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0000919497
Edgar Registered
Yes
Edgar Filing Count
114
Edgar First Filing Date
1999-05-12
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
112
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001398344-26-008750

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
600 ATLANTIC AVENUE, T-18BOSTON, MA 02210
Business
600 ATLANTIC AVENUE, T-18BOSTON, MA 02210
Edgar EIN
042941854
Edgar Recent Filings
13F-HR2026-05-08 · 0001398344-26-008750
13F-HR2026-01-29 · 0001398344-26-001587
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
6758430
Trust Company Affiliate
No

People (4)

4
Anderson, Taylor, Colby
IAR · Direct Owner · 37.5%
6812068
Abascal, Kailie, Middleton
IAR · Direct Owner · 37.5%
6758430
GEORGE S MIDDLETON
Direct Owner · 17.5%
3090714
KINGSTON MARLAND HOLLMAN
Executive Officer · 2.5%
5563826