SourcingSourcing

AWH FINANCIAL, LLC

C20
CRD 285183·SEC 801-128902·BALA CYNWYD, PA
AUM
$0
<$25M
Est. Revenue
$0
@ 1% on AUM
Est. EBITDA
$0
@ 30% margin
Est. Deal Value
$0
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AWH FINANCIAL, LLC
CRD
285183
SEC file #
801-128902
EIN
—
DBA names
—

Economics

AUM
$0
AUM band
<$25M
AUM trajectory
—
Client mix
Individuals Other7

Operations

Employees (total)
65
Advisory staff (per ADV)
63
Advisory staff (5-yr trend)
'25'26
50 advisors → 63 advisors▲ +26%
Primary office
BALA CYNWYD PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Selection of other advisers
Fee basis
Other Compensation

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MARLOWE, KEITH, SAMUEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MARLOWE, KEITH, SAMUEL
WILSON, GREGORY, HAMILTON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
15
Bc Firm IAR Count
15
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5058786
Trust Company Affiliate
No

People (15)

15
MARLOWE, KEITH, SAMUEL
IAR · Direct Owner · 62.5%
5058786
WILSON, GREGORY, HAMILTON
IAR · Direct Owner · 62.5%
4479947
Timothy Patrick Clifford
IAR
7905842
Jeannette Marie Jeffers
IAR
7963122
CHAD WAYNE REED
IAR
5192854
Hailey Burroughs Ellis
IAR
8040252
Michelle Josephine Graham
IAR
8135979
Daniel Joseph Palmer
IAR
8193051
RUSSELL ANTHONY MURRAY
IAR
5376551
Roger L Kent
IAR
8146899
Caleb Christian Helms
IAR
8212195
Laura B. Rosen
IAR
8217433
Ricardo Eduardo Vielledent
IAR
8034872
SETH Andrew KAMENS
IAR
3226079
Hunter Kyle Jackson
IAR
8270957