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SPIRIT WEST ADVISORS, LLC

B57
CRD 285314·SEC 801-134843·SCOTTSDALE, AZ
AUM
$111.1M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$333K
@ 30% margin
Est. Deal Value
$2.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SPIRIT WEST ADVISORS, LLC
CRD
285314
SEC file #
801-134843
EIN
—
DBA names
—

Economics

AUM
$111.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$106.0M → $111.1M▲ +5%
Client mix
Individuals Other546
Individuals High Net Worth20

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
spiritwestadvisor.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Schaefer, Amelia, Alyson
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Schaefer, Amelia, Alyson
SCHAEFER, KEVIN, MCKINLEY
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3597
Soi Zip Pct 200k Plus
0.1375
Soi Zip Returns 200k Plus
1,250
Soi Zip Total AGI
1,371,807
Fdic Zip Total Deposits
20,134,148,000
Fdic Zip Branch Count
185
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
National Bank of ArizonaScottsdale, AZ
Harris Trust Bank of ArizonaScottsdale, AZ
Fdic Zip HHI
1776.61
Fdic Zip Top Bank Share Pct
23.35
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI21,733
Returns1,740
Stub 2
AGI58,626
Returns1,560
Stub 3
AGI88,161
Returns1,420
Soi Zip Total Business Income
45,677
Soi Zip Total Cap Gains
161,227
Soi Zip Total Dividends
49,468
Soi Zip Total Returns
9,090
Top Owner CRD
6710251
Trust Company Affiliate
No

People (2)

2
SCHAEFER, KEVIN, MCKINLEY
IAR · Direct Owner · 62.5%
5645639
Schaefer, Amelia, Alyson
Direct Owner · 62.5%
6710251