SourcingSourcing

RETIREMENT FINANCIAL SOLUTIONS, LLC

C14
CRD 285347·SEC 801-123504·KNOXVILLE, TN
AUM
$361.7M
$100M-$500M
Est. Revenue
$3.6M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RETIREMENT FINANCIAL SOLUTIONS, LLC
CRD
285347
SEC file #
801-123504
EIN
201435302
DBA names
Blue Ridge Wealth Planners

Economics

AUM
$361.7M
AUM band
$100M-$500M
AUM trajectory
'23'26
$117.5M → $361.7M▲ +208%
Client mix
Individuals Other721
Individuals High Net Worth69
Pension Profit Sharing Plans4
Corporations4

Operations

Employees (total)
26
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'23'26
7 advisors → 14 advisors▲ +100%
Primary office
KNOXVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
planforeverything.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FUGATE, BRADLEY, ROBERT
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
FUGATE, BRADLEY, ROBERT
FUGATE, ROBERT, HARRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PLANFOREVERYTHING.COM
Rdap Domain Creation Date
2011-12-08T14:08:02Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001962532
Edgar Registered
Yes
Edgar Filing Count
19
Edgar First Filing Date
2023-01-18
Edgar Last Filing Date
2026-04-28
Edgar 13f Count
17
Edgar 13f Latest AUM Estimate
Filing Date2026-04-28
Accession0001962532-26-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
9725 COGDILL ROADSUITE 101KNOXVILLE, TN 37932
Business
9725 COGDILL ROADSUITE 101KNOXVILLE, TN 37932
Edgar EIN
201435302
Edgar Recent Filings
13F-HR2026-04-28 · 0001962532-26-000005
13F-HR/A2026-03-10 · 0001962532-26-000004
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-08T14:08:02Z
Rdap Domain Last Changed
2025-12-09T19:01:14Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6601343
Trust Company Affiliate
No

People (17)

17
FUGATE, BRADLEY, ROBERT
IAR · Direct Owner · 37.5%
6601343
Vandergriff, John
IAR · Direct Owner · 17.5%
6250893
FUGATE, ROBERT, HARRY
IAR · Direct Owner · 17.5%
2998559
FUGATE, ROBIN, RENEE
Direct Owner · 17.5%
6710064
Vandergriff, Ashley
Direct Owner · 17.5%
6715623
PAYNE, CHRISTOPHER, LEE
Executive Officer · 2.5%
4913131
Jonathan Mills
IAR
7000500
Macey Marie Smith
IAR
8092068
Richard Zachary Hill
IAR
7072214
Marc Christopher Morris
IAR
7194047
Julia Ellyn Kaye
IAR
8060418
Austin Wells Ballenger
IAR
7892866
Wayne Harris Cravens
IAR
8194587
Benjamin Phillip Andrews
IAR
8207884
Bryce William Hodge
IAR
7733125
JOSEPH ROBERT HAAS
IAR
6652522
Joshua Wayne Bigwood
IAR
7125048