SourcingSourcing

SEIX CLO MANAGEMENT LLC

C38
CRD 285354·SEC 801-108565·PARK RIDGE, NJ
AUM
$335.6M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SEIX CLO MANAGEMENT LLC
CRD
285354
SEC file #
801-108565
EIN
—
DBA names
—

Economics

AUM
$335.6M
AUM band
$100M-$500M
AUM trajectory
'20'26
$774.0M → $335.6M▼ -57%
Client mix
Pooled Investment Vehicles2

Operations

Employees (total)
12
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'20'26
3 advisors → 10 advisors▲ +233%
Primary office
PARK RIDGE NJ
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
Other Compensation

Filings

Latest ADV filing
04/28/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SEIX CLO MANAGEMENT LP
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
4
Control Persons
SEIX CLO MANAGEMENT LP
ANGERTHAL, MICHAEL, AARON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4838
Soi Zip Pct 200k Plus
0.2397
Soi Zip Returns 200k Plus
1,110
Soi Zip Total AGI
767,076
Fdic Zip Total Deposits
11,432,642,000
Fdic Zip Branch Count
177
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Oritani Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (18)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fdic Zip Branches Raw
Interchange State BankPark Ridge, NJ
Independence Bank of New JerseyPark Ridge, NJ
Fdic Zip HHI
908.45
Fdic Zip Top Bank Share Pct
18.75
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI9,491
Returns870
Stub 2
AGI20,475
Returns550
Stub 3
AGI31,518
Returns500
Soi Zip Total Business Income
30,324
Soi Zip Total Cap Gains
56,017
Soi Zip Total Dividends
28,228
Soi Zip Total Returns
4,630
Trust Company Affiliate
Yes

People (3)

3
ANGERTHAL, MICHAEL, AARON
Executive Officer · 2.5%
5632934
AYLWARD, GEORGE, ROBERT
Executive Officer · 2.5%
4932163
DILLON, DEIRDRE, ANN
Executive Officer · 2.5%
5469512