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EMPEIRIA CAPITAL MANAGEMENT, LLC

B51
CRD 285463·SEC 801-109916·CINCINNATI, OH
AUM
$339.4M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EMPEIRIA CAPITAL MANAGEMENT, LLC
CRD
285463
SEC file #
801-109916
EIN
—
DBA names
—

Economics

AUM
$339.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$309.8M → $339.4M▲ +10%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
7 advisors → 3 advisors▼ -57%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehiclesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ORCHARD SEED INVESTORS, LLC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
ORCHARD SEED INVESTORS, LLC
MENKES, ALAN, BERNARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
MENKES, ALAN, BERNARD
Executive Officer · 2.5%
1842173
OSTER, KEITH, ERIC
Executive Officer · 2.5%
1517676
SUZETTE SALES HAGAN
Executive Officer · 2.5%
2872394