CERTIOR FINANCIAL GROUP, LLC

C28
CRD 285502·SEC 801-108506·KING OF PRUSSIA, PA
AUM
$452.3M
$100M-$500M
Est. Revenue
$4.5M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$10.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CERTIOR FINANCIAL GROUP, LLC
CRD
285502
SEC file #
801-108506
EIN
270789383
DBA names

Economics

AUM
$452.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$167.5M → $452.3M▲ +170%
Client mix
Individuals Other311
Individuals High Net Worth165
Pension Profit Sharing Plans1
Corporations1

Operations

Employees (total)
9
Advisory staff (per ADV)
7
Advisory staff (5-yr trend)
'20'26
6 advisors → 7 advisors▲ +17%
Primary office
KING OF PRUSSIA PA
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMFixed feesCommissions

Filings

Latest ADV filing
03/11/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KANTOR, AVI, NO MIDDLE NAME
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KANTOR, AVI, NO MIDDLE NAME
SADZEWICZ, GERY, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CERTIORFINANCIAL.COM
Rdap Domain Creation Date
2017-05-01T19:49:48Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002055620
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-13
Edgar Last Filing Date
2026-04-27
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-27
Accession0001104659-26-049297

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
20104 VALLEY FORGE CIRCLEKING OF PRUSSIA, PA 19406
Business
20104 VALLEY FORGE CIRCLEKING OF PRUSSIA, PA 19406
Edgar EIN
270789383
Edgar Recent Filings
13F-HR2026-04-27 · 0001104659-26-049297
13F-HR2026-02-04 · 0001104659-26-010102
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-01T19:49:48Z
Rdap Domain Last Changed
2026-05-02T14:19:32Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2203133
Trust Company Affiliate
No