SourcingSourcing

DAVID P. GILLIAM & ASSOCIATES, INC.

B62
CRD 285515·SEC 801-123723·MUNCIE, IN
AUM
$186.7M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$560K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DAVID P. GILLIAM & ASSOCIATES, INC.
CRD
285515
SEC file #
801-123723
EIN
—
DBA names
—

Economics

AUM
$186.7M
AUM band
$100M-$500M
AUM trajectory
'23'26
$122.5M → $186.7M▲ +52%
Client mix
Individuals Other373
Individuals High Net Worth65
Charitable Organizations10
Pension Profit Sharing Plans6
Corporations3

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
2 advisors → 3 advisors▲ +50%
Primary office
MUNCIE IN
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
youtube.com/user/gilliamdavid

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GILLIAM, DAVID, PAUL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GILLIAM, DAVID, PAUL
GILLIAM, KAREN, KAY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:youtube.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1063
Soi Zip Pct 200k Plus
0.015
Soi Zip Returns 200k Plus
140
Soi Zip Total AGI
441,064
Fdic Zip Total Deposits
5,364,553,000
Fdic Zip Branch Count
204
Fdic Zip Top Banks
Old National Bank
First Merchants Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Lpl Financial8
E*trade4
Fdic Zip Branches Raw
American National Bank and Trust Company of MuncieMuncie, IN
American National Bank and Trust Company of MuncieMuncie, IN
Fdic Zip HHI
1480.67
Fdic Zip Top Bank Share Pct
21.73
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI45,107
Returns3,610
Stub 2
AGI97,851
Returns2,700
Stub 3
AGI80,786
Returns1,330
Soi Zip Total Business Income
11,803
Soi Zip Total Cap Gains
7,501
Soi Zip Total Dividends
2,745
Soi Zip Total Returns
9,310
Top Owner CRD
1461865
Trust Company Affiliate
No

People (4)

4
GILLIAM, DAVID, PAUL
IAR · Direct Owner · 62.5%
1461865
GILLIAM, KAREN, KAY
Direct Owner · 62.5%
4862765
CHAD M GILLIAM
IAR
4867407
Samuel E Campbell
IAR
7533772