SourcingSourcing

CALLAWAY CAPITAL MANAGEMENT, LLC

C41
CRD 285709·SEC 801-123652·NASHVILLE, TN
AUM
$211.3M
$100M-$500M
Est. Revenue
$2.1M
@ 1% on AUM
Est. EBITDA
$634K
@ 30% margin
Est. Deal Value
$5.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CALLAWAY CAPITAL MANAGEMENT, LLC
CRD
285709
SEC file #
801-123652
EIN
—
DBA names
—

Economics

AUM
$211.3M
AUM band
$100M-$500M
AUM trajectory
'23'26
$127.0M → $211.3M▲ +66%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
4 advisors → 3 advisors▼ -25%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
BNY Mellonlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
callawaycap.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FREIFELD, DANIEL, SPENCER
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FREIFELD, DANIEL, SPENCER
Weir, William, Hubball
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CALLAWAYCAP.COM
Rdap Domain Creation Date
2013-03-28T20:05:17Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Bny Mellon4
E*trade4
Interactive Brokers3
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-28T20:05:17Z
Rdap Domain Last Changed
2026-03-18T23:36:15Z
Rdap Nameservers
Ns-cloud-d1.googledomains.comNs-cloud-d2.googledomains.comNs-cloud-d3.googledomains.comNs-cloud-d4.googledomains.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
6729242
Trust Company Affiliate
No

People (2)

2
DANIEL SPENCER FREIFELD
Direct Owner · 87.5%
6729242
Weir, William, Hubball
Direct Owner · 37.5%
7517761