SourcingSourcing

SWMG HOLDINGS, LLC

C30
CRD 285713·SEC 801-109974·ATLANTA, GA
AUM
$428.5M
$100M-$500M
Est. Revenue
$4.3M
@ 1% on AUM
Est. EBITDA
$1.3M
@ 30% margin
Est. Deal Value
$10.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SWMG HOLDINGS, LLC
CRD
285713
SEC file #
801-109974
EIN
—
DBA names
—

Economics

AUM
$428.5M
AUM band
$100M-$500M
AUM trajectory
'20'26
$222.3M → $428.5M▲ +93%
Client mix
Individuals Other359
Individuals High Net Worth105

Operations

Employees (total)
8
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
04/06/2026
ADV-W filed at
—
Website
linkedin.com/company/signature-wealth-management-group(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BISHOP, SCOTT, Richard
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BISHOP, SCOTT, Richard
SIMS, JAMES, ORREN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:swmg.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
Raymond James4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5491273
Trust Company Affiliate
No

People (4)

4
SIMS, JAMES, ORREN
IAR · Direct Owner · 37.5%
2529265
BISHOP, SCOTT, Richard
IAR · Direct Owner · 37.5%
5491273
MANGOLD, CURT, RICHARD
IAR · Direct Owner · 17.5%
4134495
Russell Anderson Harris
IAR
6278067