SourcingSourcing

SEATTLE WEALTH MANAGEMENT LLC

B54
CRD 285877·SEC 801-108935·SEATTLE, WA
AUM
$131.3M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$394K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SEATTLE WEALTH MANAGEMENT LLC
CRD
285877
SEC file #
801-108935
EIN
—
DBA names
—

Economics

AUM
$131.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$118.0M → $131.3M▲ +11%
Client mix
Individuals High Net Worth51
Individuals Other49

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
2 advisors → 1 advisors▼ -50%
Primary office
SEATTLE WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/14/2026
ADV-W filed at
—
Website
seattlewm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOHNSON, ERIC, ARTHUR
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
JOHNSON, ERIC, ARTHUR
UHM, DAN, DAE YOUNG
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SEATTLEWM.COM
Rdap Domain Creation Date
2013-12-30T22:48:48Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4746
Soi Zip Pct 200k Plus
0.26
Soi Zip Returns 200k Plus
7,680
Soi Zip Total AGI
5,127,548
Fdic Zip Total Deposits
33,086,079,000
Fdic Zip Branch Count
373
Fdic Zip Top Banks
East West Bank
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Key Bank of WashingtonSeattle, WA
U.S. Bank of Washington, National AssociationSeattle, WA
Fdic Zip HHI
1032.51
Fdic Zip Top Bank Share Pct
17.79
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-30T22:48:48Z
Rdap Domain Last Changed
2026-03-05T07:48:15Z
Rdap Nameservers
Ns39.domaincontrol.comNs40.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI53,958
Returns4,700
Stub 2
AGI158,580
Returns4,220
Stub 3
AGI230,460
Returns3,710
Soi Zip Total Business Income
145,295
Soi Zip Total Cap Gains
379,049
Soi Zip Total Dividends
193,477
Soi Zip Total Returns
29,540
Top Owner CRD
4663826
Trust Company Affiliate
No

People (2)

2
JOHNSON, ERIC, ARTHUR
IAR · Direct Owner · 62.5%
4663826
UHM, DAN, DAE YOUNG
IAR · Direct Owner · 62.5%
4701186