SourcingSourcing

WEALTHN LLC

C41
CRD 285915·SEC 801-114105·NEWTOWN SQUARE, PA
AUM
$1.5M
<$25M
Est. Revenue
$15K
@ 1% on AUM
Est. EBITDA
$5K
@ 30% margin
Est. Deal Value
$36K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEALTHN LLC
CRD
285915
SEC file #
801-114105
EIN
—
DBA names
Up Fintech Asset Management

Economics

AUM
$1.5M
AUM band
<$25M
AUM trajectory
'20'26
$9.7M → $1.5M▼ -85%
Client mix
Individuals High Net Worth3

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
NEWTOWN SQUARE PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
upfintecham.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TIGER FINTECH HOLDINGS INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
TIGER FINTECH HOLDINGS INC.
FOULKE, DAVID, PARDEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
UPFINTECHAM.COM
Rdap Domain Creation Date
2019-04-30T15:06:58Z
Rdap Firm Age Years
7
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Interactive Brokers2
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-30T15:06:58Z
Rdap Domain Last Changed
2026-04-15T21:35:24Z
Rdap Nameservers
F1g1ns1.dnspod.netF1g1ns2.dnspod.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Trust Company Affiliate
No

People (2)

2
Xu, Yang
IAR · Executive Officer · 2.5%
6316689
DAVID PARDEE FOULKE
Executive Officer · 2.5%
2721529