COMMONWEALTH RETIREMENT INVESTMENTS LLC

C37
CRD 285998·SEC 801-108783·RICHMOND, VA
AUM
$377.0M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COMMONWEALTH RETIREMENT INVESTMENTS LLC
CRD
285998
SEC file #
801-108783
EIN
814922135
DBA names

Economics

AUM
$377.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$113.8M → $377.0M▲ +231%
Client mix
Individuals Other198
Individuals High Net Worth138
Charitable Organizations1

Operations

Employees (total)
12
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
RICHMOND VA
Branches

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPublication of periodicalsEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COMMONWEALTH RETIREMENT
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
COMMONWEALTH RETIREMENT
DRAKE, RYAN, PATRICK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:commonwealthretirement.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001963787
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-02-08
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001963787-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab9
E*trade4
Edgar Addresses
Mailing
9030 STONY POINT PARKWAYSUITE 580RICHMOND, VA 23235
Business
9030 STONY POINT PARKWAYSUITE 580RICHMOND, VA 23235
Edgar EIN
814922135
Edgar Recent Filings
13F-HR2026-05-11 · 0001963787-26-000003
13F-HR2026-02-11 · 0001963787-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No