ROUND ROCK ADVISORS LLC
C33
CRD 286007·SEC 801-108989·WILTON, CT
AUM
$906.7M
$500M-$1B
Est. Revenue
$9.1M
@ 1% on AUM
Est. EBITDA
$2.7M
@ 30% margin
Est. Deal Value
$21.8M
@ 8× EBITDA
Identity
Registrations & legal identity
Economics
AUM trajectory
'20 · $220.9M
'21 · $209.4M
'22 · $261.1M
'23 · $488.1M
'25 · $814.6M
'26 · $906.7M
'20'26
$220.9M → $906.7M▲ +310%
Client mix
| Individuals Other | 420 |
| Individuals High Net Worth | 202 |
| Other | 11 |
| Corporations | 8 |
| Charitable Organizations | 5 |
Operations
Advisory staff (5-yr trend)
'20 · 5 advisors
'21 · 5 advisors
'22 · 7 advisors
'23 · 9 advisors
'25 · 14 advisors
'26 · 12 advisors
'20'26
5 advisors → 12 advisors▲ +140%
Branches
—
Custodian & Brokerage
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPension consulting
Filings
ADV-W filed at
—
Compliance
Trademark
—
Additional signalsExpand ▾
Ownership & succession ★
Who controls the firm + pre-computed succession flags
Availability / M&A ★
Already-acquired = skip; deal comps
Web presence ★
Stale website = winding down
Retirement-plan book (Form 5500) ★
401(k)/plan business — cross-sell value
SEC EDGAR
Compliance & brand
All other collected signals (12)
Everything else we've pulled for this record, not yet curated into a section.
Edgar Addresses
Mailing
187 DANBURY ROADSUITE 201WILTON, CT 06897
Business
187 DANBURY ROADSUITE 201WILTON, CT 06897
Edgar Recent Filings
13F-HR2026-05-15 · 0001951757-26-000878
13F-HR/A2026-04-07 · 0001951757-26-000520