SourcingSourcing

HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

C28
CRD 286063·SEC 801-119622·DENVER, CO
AUM
$279.5M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$838K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HIGGINS & SCHMIDT WEALTH STRATEGIES LLC
CRD
286063
SEC file #
801-119622
EIN
—
DBA names
—

Economics

AUM
$279.5M
AUM band
$100M-$500M
AUM trajectory
'21'26
$100.3M → $279.5M▲ +179%
Client mix
Individuals Other133
Individuals High Net Worth102
Corporations4

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'21'26
2 advisors → 3 advisors▲ +50%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLISON L SCHMIDT INC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
ALLISON L SCHMIDT INC
HIGGINS, STEVEN, GRANT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
HIGGINS, STEVEN, GRANT
IAR · Direct Owner · 62.5%
4785771
SCHMIDT, LAURA, KATHRYN
IAR · Executive Officer · 2.5%
6107337
MOLLY JEANNE COOPER
IAR
6181705
ALLISON LOUISE SCHMIDT
IAR
5631247