SourcingSourcing

ALPINE PRIVATE CAPITAL, LLC

C16
CRD 286072·SEC 801-108952·SAINT LOUIS, MO
AUM
$1.45B
$1B+
Est. Revenue
$14.5M
@ 1% on AUM
Est. EBITDA
$4.4M
@ 30% margin
Est. Deal Value
$34.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALPINE PRIVATE CAPITAL, LLC
CRD
286072
SEC file #
801-108952
EIN
814872049
DBA names
Alpine Private Wealth

Economics

AUM
$1.45B
AUM band
$1B+
AUM trajectory
'20'26
$550.5M → $1.45B▲ +164%
Client mix
Individuals High Net Worth208
Individuals Other57
Pension Profit Sharing Plans12
Charitable Organizations10
Corporations8

Operations

Employees (total)
20
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
3 advisors → 4 advisors▲ +33%
Primary office
SAINT LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
linkedin.com/company/alpine-private-wealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALPINE INVESTMENT MANAGEMENT LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
ALPINE INVESTMENT MANAGEMENT LLC
RUFKAHR, BRETT, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:alpineprivate.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
23,297
Form 5500 Compensation Trajectory 3y
202523,297
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
23,297
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001508822
Edgar Registered
Yes
Edgar Filing Count
107
Edgar First Filing Date
2011-01-25
Edgar Last Filing Date
2026-05-19
Edgar 13f Count
67
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0001508822-26-000004
Edgar Form D Count
1
Edgar Form D Offerings
2017-05-042017-05-04 · 0001508822-17-000006
Edgar Former Names
Alpine Investment Management, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
190 CARONDELET PLAZASUITE 1300ST. LOUIS, MO 63105
Business
190 CARONDELET PLAZASUITE 1300ST. LOUIS, MO 63105
Edgar EIN
814872049
Edgar Recent Filings
SCHEDULE 13G/A2026-05-19 · 0000929638-26-001931
13F-HR2026-04-30 · 0001508822-26-000004
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (5)

5
RUFKAHR, BRETT, ALAN
IAR · Executive Officer · 2.5%
1921536
STOWELL III, JOSEPH, FRANCIS
Executive Officer · 2.5%
4795450
Sean Toohey
IAR
7377414
MICHAEL PHILIP STANTON
IAR
4227834
Brian Mark Yost
IAR
7256936