SourcingSourcing

TALL PINES CAPITAL, LLC

C42
CRD 286089·SEC 801-114900·OAK BROOK, IL
AUM
$25.0M
<$25M
Est. Revenue
$250K
@ 1% on AUM
Est. EBITDA
$75K
@ 30% margin
Est. Deal Value
$600K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TALL PINES CAPITAL, LLC
CRD
286089
SEC file #
801-114900
EIN
—
DBA names
—

Economics

AUM
$25.0M
AUM band
<$25M
AUM trajectory
'20'26
$2.1M → $25.0M▲ +1071%
Client mix
Individuals Other49
Individuals High Net Worth14

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
OAK BROOK IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/23/2026
ADV-W filed at
—
Website
linkedin.com/in/chris-plahm-cfp%c2%ae-8273773(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PLAHM, CHRISTOPHER, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
PLAHM, CHRISTOPHER, MICHAEL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:tallpines.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
4172886
Trust Company Affiliate
No

People (1)

1
PLAHM, CHRISTOPHER, MICHAEL
IAR · Direct Owner · 87.5%
4172886