SourcingSourcing

PARKSIDE INVESTMENTS, LLC

C31
CRD 286178·SEC 801-108826·DEERFIELD, IL
AUM
$1.44B
$1B+
Est. Revenue
$14.4M
@ 1% on AUM
Est. EBITDA
$4.3M
@ 30% margin
Est. Deal Value
$34.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PARKSIDE INVESTMENTS, LLC
CRD
286178
SEC file #
801-108826
EIN
812583870
DBA names
—

Economics

AUM
$1.44B
AUM band
$1B+
AUM trajectory
'20'26
$528.8M → $1.44B▲ +172%
Client mix
Individuals High Net Worth149
Individuals Other51
Other25
Pooled Investment Vehicles2

Operations

Employees (total)
7
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
5 advisors → 5 advisors▬ 0%
Primary office
DEERFIELD IL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMPerformance-based fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COLE, ALAN, (NMN)
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
COLE, ALAN, (NMN)
ENGELMAN, CHRISTOPHER, IRVING
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
61,447
Form 5500 Compensation Trajectory 3y
202561,447
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
61,447
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001706248
Edgar Registered
Yes
Edgar Filing Count
39
Edgar First Filing Date
2017-05-10
Edgar Last Filing Date
2026-04-08
Edgar 13f Count
37
Edgar 13f Latest AUM Estimate
Filing Date2026-04-08
Accession0001376474-26-000283

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Fidelity4
Interactive Brokers4
E*trade4
Edgar Addresses
Mailing
570 LAKE COOK ROADSUITE 100DEERFIELD, IL 60015
Business
570 LAKE COOK ROADSUITE 100DEERFIELD, IL 60015
Edgar EIN
812583870
Edgar Recent Filings
13F-HR2026-04-08 · 0001376474-26-000283
13F-HR2026-02-09 · 0001376474-26-000143
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3035430
Trust Company Affiliate
No

People (6)

6
COLE, ALAN, (NMN)
IAR · Direct Owner · 62.5%
3035430
ENGELMAN, CHRISTOPHER, IRVING
IAR · Direct Owner · 37.5%
2436374
KEACH, DAWN, HENDERSON
Executive Officer · 2.5%
2835372
JOHN CHARLES KEARNEY
IAR
4702058
DEBBIANN FRENZEL
IAR
3042634
TODD ALAN NEEDLMAN
IAR
4014804