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BEACON CAPITAL, LLC

C31
CRD 286316·SEC 801-120315·CEDAR RAPIDS, IA
AUM
$278.3M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$835K
@ 30% margin
Est. Deal Value
$6.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BEACON CAPITAL, LLC
CRD
286316
SEC file #
801-120315
EIN
—
DBA names
—

Economics

AUM
$278.3M
AUM band
$100M-$500M
AUM trajectory
'22'26
$154.2M → $278.3M▲ +80%
Client mix
Individuals Other580
Individuals High Net Worth37
Corporations12

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
4 advisors → 5 advisors▲ +25%
Primary office
CEDAR RAPIDS IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMOther Compensation

Filings

Latest ADV filing
04/22/2026
ADV-W filed at
—
Website
linkedin.com/johnny-siegel-a94668226(social)

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NIEMUTH, BRET, LEE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
NIEMUTH, BRET, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:beacon.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Participants
300
Form 5500 Total Compensation
48,702
Form 5500 Compensation Trajectory 3y
202548,702
20240
Form 5500 Plan Count Trajectory 3y
20254
20241
Schedule C Total Compensation
48,702
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2356735
Trust Company Affiliate
No

People (5)

5
NIEMUTH, BRET, LEE
IAR · Direct Owner · 87.5%
2356735
JOHN ALAN SIEGEL
IAR
6040998
JAMES HOWARD LOCKE
IAR
6072866
Cole Miles Erickson
IAR
7296535
KYLEE ZANE
IAR
5009525