SourcingSourcing

BEYOND FINANCIAL SERVICES

B50
CRD 286350·SEC 801-108878·FREMONT, CA
AUM
$176.7M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$530K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BEYOND FINANCIAL SERVICES
CRD
286350
SEC file #
801-108878
EIN
—
DBA names
—

Economics

AUM
$176.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$121.8M → $176.7M▲ +45%
Client mix
Individuals High Net Worth58
Individuals Other57

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
FREMONT CA
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/13/2026
ADV-W filed at
—
Website
beyondfinancialservices.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LEUNG, KA KI, KENNETH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
LEUNG, KA KI, KENNETH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BEYONDFINANCIALSERVICES.COM
Rdap Domain Creation Date
2023-08-30T17:18:15Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.6136
Soi Zip Pct 200k Plus
0.4236
Soi Zip Returns 200k Plus
10,590
Soi Zip Total AGI
7,102,424
Fdic Zip Total Deposits
44,694,930,000
Fdic Zip Branch Count
359
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Raymond James6
E*trade4
Fdic Zip Branches Raw
Fremont BankFremont, CA
Fremont BankFremont, CA
Fdic Zip HHI
1910.73
Fdic Zip Top Bank Share Pct
35.89
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-30T17:18:15Z
Rdap Domain Last Changed
2025-08-31T14:48:14Z
Rdap Nameservers
Cass.ns.cloudflare.comGuy.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI40,372
Returns3,840
Stub 2
AGI83,695
Returns2,280
Stub 3
AGI117,385
Returns1,880
Soi Zip Total Business Income
119,987
Soi Zip Total Cap Gains
511,061
Soi Zip Total Dividends
218,209
Soi Zip Total Returns
25,000
Top Owner CRD
5294353
Trust Company Affiliate
No

People (1)

1
LEUNG, KA KI, KENNETH
IAR · Direct Owner · 87.5%
5294353