SourcingSourcing

THE PROFESSIONAL FINANCIAL COMPANY LLC

C39
CRD 286419·SEC 801-114491·OREM, UT
AUM
$246.1M
$100M-$500M
Est. Revenue
$2.5M
@ 1% on AUM
Est. EBITDA
$738K
@ 30% margin
Est. Deal Value
$5.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE PROFESSIONAL FINANCIAL COMPANY LLC
CRD
286419
SEC file #
801-114491
EIN
821306760
DBA names
—

Economics

AUM
$246.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$118.0M → $246.1M▲ +109%
Client mix
Individuals Other184
Individuals High Net Worth71
Other22
Charitable Organizations7
Corporations1

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
OREM UT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
linkedin.com/company/thepfc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE W. BRUCE MILLER REVOCABLE
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
THE W. BRUCE MILLER REVOCABLE
THE MARY G. MILLER REVOCABLE TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:professional.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
1,945,179
Form 5500 Compensation Trajectory 3y
20251,945,179
Form 5500 Plan Count Trajectory 3y
20256
Schedule C Total Compensation
1,945,179
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Cik
0001761755
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2019-02-13
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
31
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001580642-26-003153

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1551
Soi Zip Pct 200k Plus
0.0277
Soi Zip Returns 200k Plus
450
Soi Zip Total AGI
1,008,801
Fdic Zip Total Deposits
18,929,759,000
Fdic Zip Branch Count
232
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Zions First National Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Wells Fargo4
E*trade4
Edgar Addresses
Mailing
TRAVERSE RIDGE CENTER II3450 TRIUMPH BLVDLEHI, UT 84043
Business
TRAVERSE RIDGE CENTER II3450 TRIUMPH BLVDLEHI, UT 84043
Edgar EIN
821306760
Edgar Recent Filings
13F-HR2026-05-13 · 0001580642-26-003153
13F-HR2026-02-11 · 0001580642-26-000991
Fdic Zip Branches Raw
Key Bank of UtahOrem, UT
First Security Bank of Utah, National AssociationOrem, UT
Fdic Zip HHI
1843.47
Fdic Zip Top Bank Share Pct
33.62
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI59,594
Returns4,770
Stub 2
AGI162,073
Returns4,430
Stub 3
AGI168,510
Returns2,750
Soi Zip Total Business Income
20,691
Soi Zip Total Cap Gains
43,468
Soi Zip Total Dividends
7,325
Soi Zip Total Returns
16,250
Trust Company Affiliate
No

People (4)

4
MILLER, WILLIAM, BRUCE
IAR · Executive Officer · 2.5%
5844796
LUKE MERRELL WONNACOTT
IAR
7928579
Jenna Eileen Smith
IAR
7911564
Ethan Reeves Gividen
IAR
8249225