SourcingSourcing

DELTA ACCUMULATION, LLC

C40
CRD 286434·SEC 801-132565·SAUSALITO, CA
AUM
$332.1M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$996K
@ 30% margin
Est. Deal Value
$8.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
DELTA ACCUMULATION, LLC
CRD
286434
SEC file #
801-132565
EIN
862270866
DBA names
—

Economics

AUM
$332.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$210.0M → $332.1M▲ +58%
Client mix
Individuals High Net Worth4
Pooled Investment Vehicles4

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
SAUSALITO CA
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
deltaaccumulation.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PIESTRUP, JOSHUA, IVES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
PIESTRUP, JOSHUA, IVES
Griffin, Brock, Crawford
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
DELTAACCUMULATION.COM
Rdap Domain Creation Date
2022-04-14T21:13:02Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
Wix.com Ltd.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001850110
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2021-03-17
Edgar Last Filing Date
2023-03-17
Edgar Form D Count
3
Edgar Form D Offerings
2023-03-172023-03-17 · 0001850110-23-000001
2022-03-172022-03-17 · 0001850110-22-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Interactive Brokers11
E*trade4
Edgar Addresses
Mailing
525 BRIDGEWAYSAUSALITO, CA 94965
Business
525 BRIDGEWAYSAUSALITO, CA 94965
Edgar EIN
862270866
Edgar Recent Filings
D/A2023-03-17 · 0001850110-23-000001
D/A2022-03-17 · 0001850110-22-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-04-14T21:13:02Z
Rdap Domain Last Changed
2025-03-15T17:36:04Z
Rdap Nameservers
Ns6.wixdns.netNs7.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6759965
Trust Company Affiliate
No

People (3)

3
PIESTRUP, JOSHUA, IVES
IAR · Direct Owner · 87.5%
6759965
KENARY, PATRICK, JAMES
IAR · Executive Officer · 2.5%
2085617
Brock Crawford Griffin
Executive Officer · 2.5%
6764269