SourcingSourcing

CROSSPOINT FINANCIAL, LLC

B58
CRD 286443·SEC 801-123648·TUSTIN, CA
AUM
$157.1M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$471K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CROSSPOINT FINANCIAL, LLC
CRD
286443
SEC file #
801-123648
EIN
815245325
DBA names
—

Economics

AUM
$157.1M
AUM band
$100M-$500M
AUM trajectory
'23'26
$114.2M → $157.1M▲ +38%
Client mix
Individuals Other165
Individuals High Net Worth117

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
TUSTIN CA
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
crosspointfp.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TRAN, TU, ANH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
TRAN, TU, ANH
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CROSSPOINTFP.COM
Rdap Domain Creation Date
2017-01-03T21:05:07Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001927769
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2023-02-08
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
13
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0001927769-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
17822 EAST 17TH STREETSUITE 310TUSTIN, CA 92780
Business
17822 EAST 17TH STREETSUITE 310TUSTIN, CA 92780
Edgar EIN
815245325
Edgar Recent Filings
13F-HR2026-05-13 · 0001927769-26-000002
13F-HR2026-02-05 · 0001927769-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2036-01-03T21:05:07Z
Rdap Domain Last Changed
2026-05-05T02:48:56Z
Rdap Nameservers
Cosmos.dns-parking.comNova.dns-parking.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2941092
Trust Company Affiliate
No

People (1)

1
TRAN, TU, ANH
IAR · Direct Owner · 87.5%
2941092