SourcingSourcing

KELLETT WEALTH ADVISORS, LLC

C46
CRD 287571·SEC 801-120400·CINCINNATI, OH
AUM
$344.0M
$100M-$500M
Est. Revenue
$3.4M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KELLETT WEALTH ADVISORS, LLC
CRD
287571
SEC file #
801-120400
EIN
461665391
DBA names
—

Economics

AUM
$344.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$247.4M → $344.0M▲ +39%
Client mix
Individuals Other415
Individuals High Net Worth50

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
4 advisors → 3 advisors▼ -25%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
02/19/2026
ADV-W filed at
—
Website
kellettwealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KELLETT, BRIAN, ANTHONY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KELLETT, BRIAN, ANTHONY
Kline, Jared, Bernard
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
KELLETTWEALTH.COM
Rdap Domain Creation Date
2023-01-09T15:15:36Z
Rdap Firm Age Years
3
Rdap Firm Age Band
<5y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001910381
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-10
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001910381-26-000003
Edgar Former Names
Kellett Schaffner Wealth Advisors LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
8944 BLUE ASH ROADCINCINNATI, OH 45242
Business
8944 BLUE ASH ROADCINCINNATI, OH 45242
Edgar EIN
461665391
Edgar Recent Filings
13F-HR2026-05-04 · 0001910381-26-000003
13F-HR2026-01-23 · 0001910381-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-09T15:15:36Z
Rdap Domain Last Changed
2023-01-09T15:15:37Z
Rdap Nameservers
Ns07.domaincontrol.comNs08.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4781061
Trust Company Affiliate
No

People (3)

3
KELLETT, BRIAN, ANTHONY
IAR · Direct Owner · 87.5%
4781061
Kline, Jared, Bernard
IAR · Direct Owner · 17.5%
7167305
DAVID PAUL BODNAR
IAR
1994752