SourcingSourcing

CAPSTONE WEALTH ADVISORS, LLC

B56
CRD 287670·SEC 801-110036·SALEM, OR
AUM
$102.4M
$100M-$500M
Est. Revenue
$1.0M
@ 1% on AUM
Est. EBITDA
$307K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPSTONE WEALTH ADVISORS, LLC
CRD
287670
SEC file #
801-110036
EIN
—
DBA names
—

Economics

AUM
$102.4M
AUM band
$100M-$500M
AUM trajectory
'20'26
$304.6M → $102.4M▼ -66%
Client mix
Individuals Other93
Individuals High Net Worth32

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
5 advisors → 2 advisors▼ -60%
Primary office
SALEM OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
capstonewealthadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NORTON, ROBERT, TELFORD
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
NORTON, ROBERT, TELFORD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPSTONEWEALTHADVISORS.COM
Rdap Domain Creation Date
2012-07-25T03:28:51Z
Rdap Firm Age Years
14
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
25,422
Form 5500 Compensation Trajectory 3y
202516,698
20268,724
Form 5500 Plan Count Trajectory 3y
20251
20261
Schedule C Total Compensation
25,422
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
Altruist4
E*trade4
State Street1
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-25T03:28:51Z
Rdap Domain Last Changed
2024-07-25T19:02:41Z
Rdap Nameservers
Ns11.domaincontrol.comNs12.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4169694
Trust Company Affiliate
No

People (2)

2
NORTON, ROBERT, TELFORD
IAR · Direct Owner · 62.5%
4169694
Jacob Arrowsmith Wihtol
IAR
8148445