SourcingSourcing

MWM WEALTH ADVISORY, LLC

B59
CRD 287705·SEC 801-132301·PLYMOUTH, MN
AUM
$129.9M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$390K
@ 30% margin
Est. Deal Value
$3.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MWM WEALTH ADVISORY, LLC
CRD
287705
SEC file #
801-132301
EIN
—
DBA names
—

Economics

AUM
$129.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$119.1M → $129.9M▲ +9%
Client mix
Individuals Other160
Individuals High Net Worth40

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
PLYMOUTH MN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
02/09/2026
ADV-W filed at
—
Website
mwm4wealth.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MILLERBERND, NATHAN, DAVID
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MILLERBERND, NATHAN, DAVID
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MWM4WEALTH.COM
Rdap Domain Creation Date
2009-07-06T19:01:51Z
Rdap Firm Age Years
17
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
85,136
Form 5500 Compensation Trajectory 3y
202585,136
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
85,136
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-07-06T19:01:51Z
Rdap Domain Last Changed
2025-06-09T17:29:18Z
Rdap Nameservers
Ns33.domaincontrol.comNs34.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4016340
Trust Company Affiliate
No

People (1)

1
MILLERBERND, NATHAN, DAVID
IAR · Direct Owner · 87.5%
4016340