SourcingSourcing

INNOVATOR CAPITAL MANAGEMENT, LLC

C22
CRD 287718·SEC 801-110111·WHEATON, IL
AUM
$30.24B
$1B+
Est. Revenue
$302.4M
@ 1% on AUM
Est. EBITDA
$90.7M
@ 30% margin
Est. Deal Value
$725.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INNOVATOR CAPITAL MANAGEMENT, LLC
CRD
287718
SEC file #
801-110111
EIN
800620933
DBA names
—

Economics

AUM
$30.24B
AUM band
$1B+
AUM trajectory
'20'26
$717.7M → $30.24B▲ +4113%
Client mix
Investment Companies1

Operations

Employees (total)
73
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
WHEATON IL
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachsmedium confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
04/30/2026
ADV-W filed at
—
Website
twitter.com/innovatoretfs(social)

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GSAM HOLDINGS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
9
Control Persons
GSAM HOLDINGS LLC
Meyer, Kathleen, Irene
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:twitter.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001633901
Edgar Registered
Yes
Edgar Filing Count
47
Edgar First Filing Date
2015-02-17
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
46
Edgar 13f Latest AUM Estimate
Filing Date2026-05-14
Accession0001633901-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4221
Soi Zip Pct 200k Plus
0.1885
Soi Zip Returns 200k Plus
2,470
Soi Zip Total AGI
2,087,849
Fdic Zip Total Deposits
67,446,727,000
Fdic Zip Branch Count
660
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Wheaton Bank & Trust, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Goldman Sachs5
Full
Goldman Sachs82
E*trade4
Edgar Addresses
Mailing
450 WEST 33RD STREET, FL 11NEW YORK, NY 10001
Business
450 WEST 33RD STREET, FL 11NEW YORK, NY 10001
Edgar EIN
800620933
Edgar Recent Filings
13F-HR2026-05-14 · 0001633901-26-000003
13F-HR2026-02-12 · 0001633901-26-000002
Fdic Zip Branches Raw
West Suburban BankWheaton, IL
West Suburban Bank of Carol Stream/Stratford SquareCarol Stream, IL
Fdic Zip HHI
1094.99
Fdic Zip Top Bank Share Pct
24.16
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,047
Returns2,840
Stub 2
AGI70,162
Returns1,890
Stub 3
AGI98,713
Returns1,600
Soi Zip Total Business Income
45,578
Soi Zip Total Cap Gains
276,674
Soi Zip Total Dividends
73,567
Soi Zip Total Returns
13,100
Trust Company Affiliate
No

People (8)

8
Meyer, Kathleen, Irene
Executive Officer · 2.5%
2462873
NACHMANN, MARC, OTTO
Executive Officer · 2.5%
2529086
OVERBAY, ELIZABETH, A
Executive Officer · 2.5%
4242794
DAY, GRAHAM, ALEXANDER
Executive Officer · 2.5%
5532164
Lake, Bryon, Edward
Executive Officer · 2.5%
4528902
PLUTZER, DAVID, SETH
Executive Officer · 2.5%
7026685
TERRELL, TREVOR, WAYNE
Executive Officer · 2.5%
5810969
ZALESIAK, CARI
Executive Officer · 2.5%
5790018