ALPSTONE CAPITAL (SUISSE) S.A.

B53
CRD 287834·SEC 801-120713
AUM
$199.0M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$597K
@ 30% margin
Est. Deal Value
$4.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALPSTONE CAPITAL (SUISSE) S.A.
CRD
287834
SEC file #
801-120713
EIN
000000000
DBA names

Economics

AUM
$199.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$2.02B → $199.0M▼ -90%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
9 advisors → 5 advisors▼ -44%
Primary office
Branches

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALPSTONE CAPITAL LIMITED
Top Owner Pct
87.5
Top Owner Entity Kind
FE
Owner Count
7
Control Persons
ALPSTONE CAPITAL LIMITED
FAVRE, FREDERIC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALPSTONECAPITAL.COM
Rdap Domain Creation Date
2016-03-09T12:51:05Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001689100
Edgar Registered
Yes
Edgar Filing Count
10
Edgar First Filing Date
2016-11-07
Edgar Last Filing Date
2025-11-21
Edgar Form D Count
10
Edgar Form D Offerings
2025-11-212025-11-21 · 0000902664-25-005123
2024-11-222024-11-22 · 0000902664-24-006761

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs6
Jpmorgan6
E*trade4
Bny Mellon2
Edgar Addresses
Mailing
C/O ALPSTONE CAPITAL (GP) LIMITEDUGLAND HOUSE, PO BOX 309GRAND CAYMAN, E9, KY1-1104
Business
C/O ALPSTONE CAPITAL (GP) LIMITEDUGLAND HOUSE, PO BOX 309GRAND CAYMAN, E9, KY1-1104
Edgar EIN
000000000
Edgar Recent Filings
D/A2025-11-21 · 0000902664-25-005123
D/A2024-11-22 · 0000902664-24-006761
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-09T12:51:05Z
Rdap Domain Last Changed
2025-03-10T12:54:00Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No