SourcingSourcing

BRUCE G. ALLEN INVESTMENTS, LLC

A67
CRD 287859·SEC 801-111789·DENVER, CO
AUM
$258.1M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$774K
@ 30% margin
Est. Deal Value
$6.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BRUCE G. ALLEN INVESTMENTS, LLC
CRD
287859
SEC file #
801-111789
EIN
770645698
DBA names
—

Economics

AUM
$258.1M
AUM band
$100M-$500M
AUM trajectory
'20'26
$147.6M → $258.1M▲ +75%
Client mix
Individuals High Net Worth74
Individuals Other57
Charitable Organizations1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/in/bruce-allen-b6986714(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLEN, BRUCE, GROSVENOR
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
ALLEN, BRUCE, GROSVENOR
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002005409
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-01-11
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001986152-26-000079

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
370 SEVENTEENTH ST.SUITE 3580DENVER, CO 80202
Business
370 SEVENTEENTH ST.SUITE 3580DENVER, CO 80202
Edgar EIN
770645698
Edgar Recent Filings
13F-HR2026-05-08 · 0001986152-26-000079
13F-HR2026-02-10 · 0001986152-26-000022
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1397083
Trust Company Affiliate
No

People (2)

2
ALLEN, BRUCE, GROSVENOR
IAR · Direct Owner · 87.5%
1397083
ANNE JAWETZ SECHLER
IAR
2286361