SourcingSourcing

ALERA INVESTMENT ADVISORS, LLC

C27
CRD 287906·SEC 801-111892·DEERFIELD, IL
AUM
$5.29B
$1B+
Est. Revenue
$52.9M
@ 1% on AUM
Est. EBITDA
$15.9M
@ 30% margin
Est. Deal Value
$126.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALERA INVESTMENT ADVISORS, LLC
CRD
287906
SEC file #
801-111892
EIN
821301701
DBA names
—

Economics

AUM
$5.29B
AUM band
$1B+
AUM trajectory
'20'26
$628.9M → $5.29B▲ +741%
Client mix
Individuals Other1,682
Pension Profit Sharing Plans414
Individuals High Net Worth352
Corporations13
Charitable Organizations5

Operations

Employees (total)
107
Advisory staff (per ADV)
67
Advisory staff (5-yr trend)
'20'26
53 advisors → 67 advisors▲ +26%
Primary office
DEERFIELD IL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
aleragroup.com/retirement-plan-services

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALERA GROUP, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
ALERA GROUP, INC.
KIM, LYNDSAY, RACHEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALERAGROUP.COM
Rdap Domain Creation Date
2002-02-02T17:34:20Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
84
Form 5500 Total Compensation
2,522,598
Form 5500 Compensation Trajectory 3y
20252,458,610
202663,988
Form 5500 Plan Count Trajectory 3y
202580
20264
Schedule C Total Compensation
2,522,598
Schedule C Service Provider Rows
84

SEC EDGAR

Edgar Cik
0001759485
Edgar Registered
Yes
Edgar Filing Count
33
Edgar First Filing Date
2019-02-14
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
25
Edgar 13f Latest AUM Estimate
Filing Date2024-11-14
Accession0001759485-24-000007

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
36
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
THREE PARKWAY NORTHSUITE 500DEERFIELD, IL 60015
Business
THREE PARKWAY NORTHSUITE 500DEERFIELD, IL 60015
Edgar EIN
821301701
Edgar Recent Filings
13F-NT2026-05-15 · 0001759485-26-000003
13F-NT2026-01-20 · 0001759485-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-02-02T17:34:20Z
Rdap Domain Last Changed
2025-01-03T08:08:33Z
Rdap Nameservers
Ns11.constellix.comNs21.constellix.comNs31.constellix.comNs41.constellix.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (52)

52
KNIGHT, HOLLY
IAR · Executive Officer · 2.5%
5587216
KIM, LYNDSAY, RACHEL
Executive Officer · 2.5%
2902606
MOSS, MICHAEL, JOHN
Executive Officer · 2.5%
6109175
Taylor Colin Young
IAR
6332941
JENNIFER TRACEY KIRBY
IAR
1699098
MCCABE, MICHAEL, KEVIN
IAR
2583198
BRENT ELLIOT ROSEN
IAR
4850764
VINCENT EDWARD ZINSMEYER
IAR
2228410
Julissa Martinez
IAR
7774789
ROBERT KENNETH JANSON
IAR
1743875
John Paul Fisher
IAR
5868145
GIGI JEANMARIE VERREY
IAR
2259750
BRADLEY STEVEN SHAPS
IAR
4742596
BRENT HOWARD NOVOSELSKY
IAR
2145551
JOHN CHARLES KWASIGROCH
IAR
2498782
ROBERT YASTROW
IAR
8026471
PAMELA SUSAN DAVIS
IAR
1325424
CRAIG MATTHEW STANLEY
IAR
5325378
DANIEL KEVIN O'DOHERTY
IAR
2734542
RICHARD SCOTT LEVITZ
IAR
2253373
DUANE EVERETT STEVENS
IAR
2619027
CLAY PETER HESSEL
IAR
2561166
RONALD WILLIAM DEVON
IAR
6164071
ANDREW ROBERT ADAMS
IAR
2000274
MITCHELL A RATNOW
IAR
2108962
David Lehenbauer
IAR
7538690
Ethan Jeremy Rosenbloom
IAR
6204115
ERIC PHILIP ROSENBLOOM
IAR
4594491
MARK CHRISTOPHER STRUBEL
IAR
6108345
MICHELE MARIE FARFAN
IAR
6360070
JOSHUA ROBISON SORENSEN
IAR
5203989
Akeem Cheo Davis
IAR
5328905
STEVEN ERIC JOLLEY
IAR
5276989
LIEREN MCNALLY TIMEUS
IAR
6037372
BRIAN IAN CARLSON
IAR
4651304
JAMES MATTHEW RAFELD
IAR
5128598
Kyle W Holben
IAR
7302725
BRENTFORD MOIR PRICE
IAR
2895453
REBECCA CHRISTINE SZEWCZYK
IAR
6359438
FREDERIC WILLIAM AMBERG
IAR
3140269
PETER ANDREAS KLINKMUELLER
IAR
2662672
Kaleb Neil Cervantes
IAR
7334495
DAVID MICHAEL PABIN
IAR
2149045
CARMELA LEE ELCO
IAR
4171482
Zachary William Lansburgh
IAR
7612741
STEPHEN THEODORE BOUDREAU
IAR
2513397
LINDA MARIE SKOGLUND
IAR
2085466
COLIN RAGSDALE
IAR
7506920
SAMUEL GERSH SADKHIN
IAR
8031390
ANDREW NICHOLAS RINECK
IAR
6317098
Julie Gray
IAR
3179922
BRIAN PATRICK COSTELLO
IAR
1858915