SourcingSourcing

SFI ADVISORS, LLC

B54
CRD 287929·SEC 801-110293·MONTCLAIR, NJ
AUM
$176.0M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$528K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SFI ADVISORS, LLC
CRD
287929
SEC file #
801-110293
EIN
264775152
DBA names
—

Economics

AUM
$176.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$142.4M → $176.0M▲ +24%
Client mix
Individuals Other272
Individuals High Net Worth32

Operations

Employees (total)
12
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
6 advisors → 6 advisors▬ 0%
Primary office
MONTCLAIR NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingOther Advisory Services
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
sfiadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SAMPERS, JOHN, HENRY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SAMPERS, JOHN, HENRY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SFIADVISORS.COM
Rdap Domain Creation Date
2005-10-28T20:22:10Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
165,110
Form 5500 Compensation Trajectory 3y
2025165,110
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
165,110
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001911308
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-15
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001172661-26-001600

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4103
Soi Zip Pct 200k Plus
0.2226
Soi Zip Returns 200k Plus
2,940
Soi Zip Total AGI
2,640,759
Fdic Zip Total Deposits
17,358,164,000
Fdic Zip Branch Count
316
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
TD Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
79 MIDLAND AVE.MONTCLAIR, NJ 07042
Business
79 MIDLAND AVE.MONTCLAIR, NJ 07042
Edgar EIN
264775152
Edgar Recent Filings
13F-HR2026-05-05 · 0001172661-26-001600
13F-HR2026-02-11 · 0001172661-26-000605
Fdic Zip Branches Raw
Hudson United BankMontclair, NJ
Princeton Bank and Trust Company, National AssociationMontclair, NJ
Fdic Zip HHI
1588.77
Fdic Zip Top Bank Share Pct
35.88
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-10-28T20:22:10Z
Rdap Domain Last Changed
2025-08-29T07:15:09Z
Rdap Nameservers
Ns69.worldnic.comNs70.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI29,493
Returns2,570
Stub 2
AGI75,773
Returns2,030
Stub 3
AGI111,134
Returns1,800
Soi Zip Total Business Income
106,967
Soi Zip Total Cap Gains
224,700
Soi Zip Total Dividends
87,611
Soi Zip Total Returns
13,210
Top Owner CRD
2439443
Trust Company Affiliate
No

People (4)

4
SAMPERS, JOHN, HENRY
IAR · Direct Owner · 62.5%
2439443
PETER ELLIOTT GOODMAN
IAR
1826165
JOEL ABRAHAM SCHREIBER
IAR
4467640
Andrea Zilli
IAR
5180329