SourcingSourcing

BDT & ASSOCIATES, INC.

C21
CRD 288008·SEC 801-118542·YUMA, AZ
AUM
$371.1M
$100M-$500M
Est. Revenue
$3.7M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BDT & ASSOCIATES, INC.
CRD
288008
SEC file #
801-118542
EIN
—
DBA names
Invicta Financial Group

Economics

AUM
$371.1M
AUM band
$100M-$500M
AUM trajectory
'21'26
$104.0M → $371.1M▲ +257%
Client mix
Individuals Other296
Individuals High Net Worth181

Operations

Employees (total)
11
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'21'26
8 advisors → 11 advisors▲ +38%
Primary office
YUMA AZ
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningSelection of other advisersOther Advisory Services
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
04/16/2026
ADV-W filed at
—
Website
invictafg.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TODD, BARRY, DOUGLAS
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
TODD, BARRY, DOUGLAS
DAVIS, KIMBERLY, KAYE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INVICTAFG.COM
Rdap Domain Creation Date
2017-08-31T21:55:45Z
Rdap Firm Age Years
9
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1949
Soi Zip Pct 200k Plus
0.0403
Soi Zip Returns 200k Plus
920
Soi Zip Total AGI
1,588,741
Fdic Zip Total Deposits
4,126,923,000
Fdic Zip Branch Count
72
Fdic Zip Top Banks
Wells Fargo Bank, National Association
National Bank of Arizona

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
11
Bc Firm IAR Count
11
Custodian Candidates
Full
Pershing4
E*trade4
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationYuma, AZ
Southern Arizona Bank of YumaYuma, AZ
Fdic Zip HHI
2628.04
Fdic Zip Top Bank Share Pct
32.73
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-08-31T21:55:45Z
Rdap Domain Last Changed
2022-10-05T04:09:01Z
Rdap Nameservers
Ns31.domaincontrol.comNs32.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI83,400
Returns6,200
Stub 2
AGI222,605
Returns6,150
Stub 3
AGI222,550
Returns3,640
Soi Zip Total Business Income
25,635
Soi Zip Total Cap Gains
68,095
Soi Zip Total Dividends
14,909
Soi Zip Total Returns
22,830
Top Owner CRD
4506777
Trust Company Affiliate
No

People (13)

13
TODD, BARRY, DOUGLAS
IAR · Direct Owner · 62.5%
4506777
DAVIS, KIMBERLY, KAYE
Direct Owner · 17.5%
4882688
HARNS, LEIGH, BENNETT
IAR · Executive Officer · 2.5%
6268718
WILLIAMS, BENJAMIN, ALEXANDER
IAR · Executive Officer · 2.5%
6250332
LAUREL, TYLER, CODY
Executive Officer · 2.5%
6441246
Sandi Ilene Goldhamer
IAR
7314990
DOYEL NMN PRICE
IAR
2672139
RYAN PATRICK DANIELS
IAR
6281818
Alexander Joseph Chavez
IAR
8212639
GEORGE ERNEST STRATMANN
IAR
2712567
Howard Farrant Barker
IAR
6918037
Ronald Michael Dennis
IAR
6693892
MATTHEW GERARD SEBENOLER
IAR
2616158