SourcingSourcing

ADAPTIVE FINANCIAL CONSULTING, LLC

C30
CRD 288185·SEC 801-114947·BEACHWOOD, OH
AUM
$547.1M
$500M-$1B
Est. Revenue
$5.5M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$13.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ADAPTIVE FINANCIAL CONSULTING, LLC
CRD
288185
SEC file #
801-114947
EIN
463259931
DBA names
—

Economics

AUM
$547.1M
AUM band
$500M-$1B
AUM trajectory
'20'26
$153.2M → $547.1M▲ +257%
Client mix
Individuals Other93
Pension Profit Sharing Plans85
Individuals High Net Worth83

Operations

Employees (total)
8
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
BEACHWOOD OH
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUM

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
adaptivefc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THOMPSON, JEREMY, BIGELOW
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
THOMPSON, JEREMY, BIGELOW
GRUNDMAN, JONATHAN, IAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ADAPTIVEFC.COM
Rdap Domain Creation Date
2016-01-07T21:51:21Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
129,660
Form 5500 Compensation Trajectory 3y
2025129,660
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
129,660
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001804717
Edgar Registered
Yes
Edgar Filing Count
26
Edgar First Filing Date
2020-02-28
Edgar Last Filing Date
2026-05-05
Edgar 13f Count
26
Edgar 13f Latest AUM Estimate
Filing Date2026-05-05
Accession0001804717-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Fidelity6
E*trade4
Edgar Addresses
Mailing
3401 ENTERPRISE PKWYSTE. 340BEACHWOOD, OH 44122
Business
3401 ENTERPRISE PKWYSTE. 340BEACHWOOD, OH 44122
Edgar EIN
463259931
Edgar Recent Filings
13F-HR2026-05-05 · 0001804717-26-000002
13F-HR2026-02-11 · 0001804717-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2036-01-07T21:51:21Z
Rdap Domain Last Changed
2026-01-08T09:48:44Z
Rdap Nameservers
Ns37.domaincontrol.comNs38.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4441474
Trust Company Affiliate
No

People (6)

6
THOMPSON, JEREMY, BIGELOW
IAR · Direct Owner · 87.5%
4441474
GRUNDMAN, JONATHAN, IAN
IAR · Executive Officer · 2.5%
6537885
TOBIAS RYAN YEARMS
IAR
6555457
LUKE TIMOTHY PARTON
IAR
5388427
Michael Christopher Krueger
IAR
2938876
RACHELLE RENEE KOVACS
IAR
3274439